Sexual Offense Risk Assessment Report
Comprehensive forensic template for sexual offense risk assessment reports following ATSA and forensic psychology guidelines. Structures referral context, data sources, offense synthesis, actuarial/dynamic risk tools, ca…
Document Type
clinical note / Risk Assessment Note
Specialties
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Evaluatee: [Name] | DOB: [Date of birth] | ID #: [Identifier] | Current Location: [Facility or community status] | Supervising Agency / Case #: [Agency, docket/case number]
Evaluator: [Name, degrees] | Licensure/Jurisdiction: [License number, state/province] | Role: [Evaluator role] | Employer: [Organization] | Contact: [Address, phone, secure email]
Report Date: [Date]
Evaluation Date(s): [Dates], [locations], [in-person / telehealth], interpreter: [yes, language / no]
Distribution: [Retaining party and authorized recipients with authority basis]
Confidentiality Notice
Client: [Court / agency / attorney]. This is a forensic sexual offense risk assessment. Information may be disclosed to [authorized recipients] for [legal / administrative] purposes under [authority basis]. Limits of confidentiality and foreseeable disclosures were explained to the evaluatee.
Version: [Version number]. [Change log if amended] (Include version tracking only if this is an amended report. Addenda should append to, not overwrite, prior versions.)
Referral Context
Referral Source and Authority: [Referring party] under [court order / probation or parole directive / civil commitment statute / treatment program requirement].
Evaluation Type: [Comprehensive with interview, records, and testing / records-only / update evaluation / focused consult]
Referral Questions:
- [Sexual recidivism risk over specified time horizon, anchored to release date or current date]
- [Community management conditions relevant to identified risk scenarios]
- [Dynamic risk factors and change targets]
- [Treatment needs and responsivity considerations]
- [Suitability for step-down, discharge, or continued custody/supervision]
Legal Standard: [Specified standard if provided] (If unspecified, state that opinions are framed in clinical risk management terms and do not constitute statutory conclusions.)
Notice and Participation
Voluntariness: [Voluntary / court-ordered / agency-ordered]. Advisements Provided: [Purpose, anticipated uses, recipients, limits of confidentiality, consequences of participation or refusal].
Participation and Cooperation: [Level of cooperation], [components completed], [declined components], [breaks, fatigue, distress, or disruptive behavior].
Capacity and Validity Considerations: [Observations relevant to comprehension, psychosis, intoxication, cognitive impairment, or response validity and resulting limitations on reliability and conclusions] (Omit if no concerns.)
Sources of Information
(List sources with dates. Indicate whether each was obtained, requested but unavailable, or partially available. Note the authority or release relied upon.)
- Legal Documents: [Charging documents, indictments, judgments, court orders with dates]
- Law Enforcement Records: [Police reports, incident reports with dates]
- Corrections/Supervision Records: [Institutional records, probation/parole notes, violation reports with dates]
- Treatment Records: [Sex offense-specific treatment, substance use, mental health with dates]
- Medical/Psychiatric Records: [Hospital, clinic records with dates]
- Prior Evaluations: [Psychological, psychiatric, prior risk assessments with dates]
- Collateral Contacts: [Names, roles, relationships, authority or release, dates] (Include only if authorized.)
- Interview(s): [Structure, duration, location, modality, interpreter details]
- Testing Administered: [Measures with full names, versions, dates] (Include only if performed.)
- Structured Risk Tools: [Tool names, versions, anchoring events and dates] (Include only if performed.)
Discrepancy Resolution: [Hierarchy of evidentiary weight used; identification of what was corroborated versus uncorroborated]
Unavailable Critical Records: [What was requested, why unavailable, expected impact on opinions] (Omit if all requested records were obtained.)
(Use explicit source labels throughout report: [Record-based], [Self-report], [Collateral], [Evaluator inference], [Evaluator opinion].)
Behavioral Observations
[Appearance and behavior] | [Speech] | [Mood and affect] | [Thought process and content] | [Cognition] | [Insight and judgment] | [Impulse control]
[Sexual content boundaries during interview] | [Attitude toward supervision and treatment] | [Minimization or denial patterns described behaviorally]
[Safety screening findings and actions taken] (Include only if suicidal/homicidal ideation, psychosis, intoxication, or imminent risk was identified.)
Background History
(Provide a consolidated narrative limited to factors informing risk formulation, treatment needs and responsivity, supervision planning, or reliability of self-report. Omit domains without linkage to risk or responsivity. For important but unassessed domains, state unavailability and reason.)
[Developmental and family context] | [Education and occupation] | [Relationships and intimacy functioning] | [Medical, psychiatric, and neurocognitive history] | [Substance use history] | [Sexual development]
Offense and Supervision History
Definitions Used: Sexual recidivism defined as [new sexual charge/conviction; hands-on versus hands-off distinction]. Time horizon: [specified period]. Risk anchored to [release date / current date].
Index Sexual Offense(s)
(Provide a structured narrative. Label sources for each element. Avoid identifying victim details.)
- [Record-based / Self-report / Collateral]: [Date range and context]
- [Record-based / Self-report / Collateral]: [Victim relationship and age band]
- [Record-based / Self-report / Collateral]: [Offense behaviors, coercion or grooming, use of force, intoxication, planning versus opportunistic elements]
- [Record-based]: [Charges, convictions, sentence and disposition]
Prior Sexual Offense History
(Synthesize patterns rather than repeating full narratives. Omit if none.)
[Patterns in victim typology, escalation or de-escalation, offense density, modus operandi, access strategies, grooming patterns]
Non-Sexual Criminality and Violence
[Relevant history informing antisocial orientation or supervision failure risk] (Omit if none or not relevant to risk.)
Supervision and Community Adjustment
[Probation and parole outcomes, violations, absconding, compliance with conditions, supervision strategies that did or did not work]
Institutional Behavior
[Sexual rule violations, violence, boundary problems, grooming behavior, program conduct] (Include only if relevant to risk.)
Collateral Information Summary
[Sources and relationships, key points, potential bias] (Use minimal necessary detail. Avoid content risking victim harm. Omit if no collateral obtained.)
Treatment History and Change
(Omit this section if no treatment history.)
- Treatment Episodes: [Level of care, dates, attendance, completion status, discharge reasons]
- Targets Addressed and Unaddressed: [Deviant sexual interests, self-regulation, intimacy deficits, cognitive distortions, substance use, victim awareness]
- Responsivity Factors: [Cognitive limitations, literacy, language, culture, trauma history, mental illness, neurodevelopmental conditions, motivation, denial style]
- Evidence of Change: [Institutional behavior trends, supervision compliance, measurable skill use, changes in dynamic risk indicators] (Tie behavioral indicators to specific risk factors.)
Testing and Structured Tools
(Include this section only if testing or structured tools were used. Omit entirely otherwise.)
Psychological Testing
- [Measure name, version, date]: [Validity indicators, deviations from standard administration]
- [Concise interpretation relevant to risk, responsivity, or personality]
Actuarial Sexual Recidivism Tools
- [Tool name and version], score: [score], risk category: [category], normative group: [reference group], time horizon: [period], anchoring: [event and date]
Actuarial tools provide group-based estimates over specified time frames. These results represent one component of the overall formulation and are not determinative for this individual.
Dynamic Risk Tools
- [Tool name and version], administration date: [date]
- Stable factors identified: [factors with links to intervention targets]
- Acute factors identified: [factors with links to supervision monitoring]
Structured Professional Judgment Protocols
- [Protocol name], domains rated: [domains], structured judgment: [summary with scenario-based considerations]
Specialized Procedures
[Procedure type]: [Purpose, limits, how results informed or failed to inform conclusions] (Avoid determinations beyond defensible scope. Omit if none.)
Risk Formulation
(Use explicit source labels for each statement. Clearly separate facts from inferences and opinions.)
Static Historical Factors
- [Record-based / Self-report]: [Historical risk factor and relevance to sexual recidivism]
Stable Dynamic Factors
(Changeable over months to years)
- [Source label]: [Factor and current status]
Acute Dynamic Factors
(Changeable over days to weeks)
- [Source label]: [Factor and current status]
Protective Factors and Strengths
- [Internal strengths, external supports, supervision and treatment engagement]
Responsivity and Diversity Considerations
- [Cultural and linguistic needs, disability accommodations, literacy level, learning style, motivational profile]
Plausible Risk Scenarios
(Describe conditional scenarios with triggers, internal states, opportunity and access pathways, escalation chains, and break points where supervision or treatment can interrupt.)
- Scenario: [Trigger] → [Internal state] → [Opportunity and access] → [Potential behaviors] → [Interruption points and responsible parties]
Overall Risk Statement
Scope: [Sexual reoffense / sexually violent reoffense / general violence / supervision breach]. Level: [Lower than average / average / above average / well above average] relative to [comparison group]. Imminence: [Near-term considerations if acute factors present].
Anchoring: [Release date / current dynamic risk management opinion]. Confidence: [Level with rationale]. Factors that would increase confidence: [Additional records, collateral, observation period, re-testing]. Reassessment indicated: [Timing and conditions].
Conclusions
(Provide numbered answers matching referral questions. Reserve detailed reasoning for Risk Formulation.)
- [Answer to Referral Question 1]
- [Answer to Referral Question 2]
- [Answer to Referral Question 3]
Key Limitations: [Missing records, no or limited interview, refusals, inconsistencies, tool applicability limits, cultural or linguistic constraints, other constraints affecting certainty]
Recommendations
Treatment
- Level of care and intensity: [Recommendation] mapped to [identified dynamic needs]
- Targets: [Self-regulation, intimacy deficits, cognitive distortions, deviant interests, substance use, other targets]
- Responsivity adaptations: [Language, literacy, cognitive supports, cultural considerations, trauma-informed approaches]
- Coordination: [Communication pathways between treatment and supervision]
Supervision
- [Contact boundaries] tied to [identified victim pools]
- [Internet and device restrictions] linked to [online offending risk]
- [Geographic exclusions] tied to [access and opportunity patterns]
- [Schedule and employment constraints] linked to [victim access]
- [Substance monitoring] linked to [disinhibition risk]
- [Monitoring frequency] with [escalation and de-escalation triggers]
Safety Planning
(Include only if identifiable vulnerable persons or reunification issues exist.)
- Vulnerable persons: [Identified individuals and reunification issues]
- Approved supervisors: [Names and responsibilities]
- Non-negotiable rules: [Rules, monitoring methods, reporting requirements, contingency actions]
- Plan ownership and review: [Responsible party and schedule]
Risk Communication
[Plain-language guidance for non-clinician stakeholders with behaviorally anchored steps]
Reassessment
- Routine interval: [Planned reassessment timing]
- Urgent reassessment indicators: [Conditions requiring earlier reassessment]
Signature
Evaluator Signature: _______________________________
Printed Name and Credentials: [Name, degrees, license number and jurisdiction]
Date: [Date signed]
Attachments
(Include as applicable.)
- [Full records list]
- [Tool scoring worksheets]
- [Glossary of risk terms]
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