Prior Authorization Request (Antiseizure Medication)
A structured prior authorization template for antiseizure medications, organized around payer medical necessity criteria. Includes quantified seizure burden, prior ASM trials with adequacy documentation, and explicit exc…
Document Type
request / Prior Authorization Attachment Packet
Specialties
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Administrative Header
Patient: [Full name], DOB: [DOB], Member ID: [Member ID]
Prescriber: [Name], [Credentials]; NPI: [NPI]; Specialty: [Specialty]; Practice Address: [Address, City, State, ZIP]; Phone: [Phone]; Fax: [Fax]
Request Type: [new start / continuation] | Urgency: [standard / expedited / urgent] | Exception: [none / formulary exception / step-therapy override / quantity-limit exception]
PA Contact: [Staff name], Callback: [Phone number]
Medication Requested
| Medication | [Generic name] ([Brand name if relevant]) |
| Formulation / Strength | [Formulation]; [Strength] |
| Dose and Schedule | [Maintenance dose and frequency] (Include titration plan if applicable) |
| Quantity and Days' Supply | [Quantity per fill] for [Days' supply] |
| Duration | [indefinite / time-limited trial]; Reassessment: [Timeframe] |
| Indication | [ICD-10 code(s)]: [Plain-language diagnosis] |
| Current Concomitant ASMs | [Current antiseizure medications with doses; include rescue therapy if applicable] |
Medical Necessity Summary
[Concise 3–6 sentence summary addressing: epilepsy diagnosis and seizure type(s); current seizure burden and functional/safety risks; prior therapies tried and outcomes (ineffective, intolerable, or contraindicated); why the requested medication is necessary now; expected consequences without approval such as breakthrough seizures, hospitalization risk, or loss of function.]
Source: [in-system documentation / patient-reported / caregiver-reported / outside-record review]
Epilepsy Diagnosis and Seizure Classification
Primary epilepsy diagnosis: [Diagnosis] (ICD-10: [Code]); Onset: [Month/Year or approximate]
Etiology/syndrome: [structural / genetic / metabolic / infectious / immune / unknown; specific syndrome if applicable]
Seizure types (Classify using ILAE terminology only to the extent supported by documentation):
- Type 1: Onset [focal / generalized / unknown]; Awareness [aware / impaired awareness] (if focal); Features [motor / nonmotor]; Evolution [focal to bilateral tonic-clonic] (if applicable)
- Type 2: [Add additional types as applicable with the same structure]
Diagnostic uncertainty: [Describe any uncertainty such as possible PNES, evaluation completed to date, and current working diagnosis] (Omit if not applicable)
Source: [in-system documentation / outside-record review]
Seizure Burden and Severity
- Frequency by seizure type: [Type 1: numeric rate or category]; [Type 2: rate or category]
- Last seizure: [Date or approximate date by type]; Baseline frequency before current regimen: [Frequency by type] (if relevant)
- Clusters/Status epilepticus: [History with dates, or "None"]; Rescue medication use: [Agent and frequency]
- Healthcare utilization: [Seizure-related ED visits/hospitalizations in past 12 months with dates]
- Clinical consequences: [Injuries, falls, aspiration risk, supervision needs, work/school impairment, driving restrictions]
- Treatment goals: [seizure freedom / reduction by target % or frequency / reduction in convulsive seizures / improved tolerability / simplified regimen]
Source: [patient-reported / caregiver-reported / in-system documentation / outside-record review]
Prior Antiseizure Medication Trials
| Medication | Dates/Duration | Max Dose Achieved | Serum Level | Response | Adverse Effects | Reason for Discontinuation | Adequacy |
|---|---|---|---|---|---|---|---|
| [Drug 1] | [Dates or duration] | [Max daily dose; mg/kg for pediatrics] | [Level and date / not obtained] | [no benefit / partial benefit / seizure freedom] | [Specific effects / none] | [inefficacy / intolerance / contraindication / interaction / nonadherence / access-cost] | [Adequate / Inadequate]; [Brief rationale] |
| [Drug 2] | [Dates or duration] | [Max daily dose] | [Level / not obtained] | [Response] | [Adverse effects] | [Reason] | [Adequacy] |
| [Additional rows as needed] |
Trial adequacy summary: [State whether prior trials were appropriate for seizure type, used at adequate dose/duration, and adherence evidence]
Step therapy mapping: [Payer Step 1] → [Corresponding trial and outcome]; [Payer Step 2] → [Trial and outcome] (Include only if payer requires step therapy documentation)
Serious adverse reactions: [Severe rash, DRESS, hepatotoxicity, hyponatremia, severe psychiatric effects with dates; or "None documented"]
Source: [in-system documentation / pharmacy history / outside-record review / patient-reported]
Current Regimen and Response
- Current ASMs: [List each with dose, route, schedule]
- Adherence: [Good / Variable / Poor]; Evidence: [pharmacy fill history / patient report / pill counts]; Barriers: [cost / side effects / complexity / none]
- Response trend: [Compare seizure frequency before and after recent regimen changes]
- Why current regimen is insufficient: [persistent seizures / unacceptable adverse effects / drug interactions / contraindications / unable to escalate dose]
Source: [in-system documentation / patient-reported / pharmacy data]
Rationale for Requested Medication
[Explain why this medication is appropriate for the seizure type(s)/syndrome, expected benefit based on mechanism or evidence, and why it is safer or more appropriate than alternatives given patient-specific factors (comorbidities, interaction profile, prior adverse reactions, pregnancy potential, organ dysfunction)]
- Formulary alternatives addressed: [Alternatives tried with outcomes]; [Alternatives contraindicated with patient-specific factors]
- Exception justification: [formulary exception / step-therapy override / quantity-limit exception] — [Patient-specific rationale] (Include only if requesting exception)
- Expedited review justification: [Escalating convulsive seizures / recent status epilepticus / frequent clusters / pregnancy with uncontrolled seizures / safety risk during standard review] (Include only if requesting expedited/urgent review)
Relevant Diagnostics
(Include only tests that support diagnosis, classification, or payer criteria; omit section if not applicable)
- EEG: [Date]; [routine / ambulatory / EMU]; Findings: [epileptiform discharges, focality, seizure capture]; Report attached: [yes / no]
- Neuroimaging: [MRI/CT date]; Findings: [lesion, sclerosis, malformation, or normal]; Report attached: [yes / no]
- Laboratory: [Hepatic function], [Renal function/eGFR], [Sodium], [ASM levels with dates], [Pregnancy test if applicable] (Include only values pertinent to therapy choice)
Source: [in-system documentation / outside-record review]
Patient-Specific Safety Considerations
(Include when relevant to drug choice or monitoring; omit section if not applicable)
- Reproductive considerations: [Pregnancy status/potential, contraception plan, folate supplementation, teratogenicity counseling]
- Comorbidities impacting selection: [mood disorder / cognitive sensitivity / hepatic disease / renal disease / hyponatremia risk / weight concerns / osteoporosis]
- Drug interactions: [Significant interactions with concomitant medications; enzyme induction/inhibition considerations]
Attachments
- Recent neurology note: [Attached / Not attached]
- EEG report(s): [Attached / Not attached]
- MRI/CT report(s): [Attached / Not attached]
- Discharge summaries for seizure-related admissions: [Attached / Not attached / N/A]
- Pharmacy fill history: [Attached / Not attached]
- Prior PA denial letter: [Attached / Not attached / N/A] (Include if appealing)
- Other: [Description] [Attached / Not attached]
Prescriber Attestation
I attest that the information provided is accurate and supported by the medical record. I request authorization of the above medication as medically necessary for the stated indication.
Prescriber Signature: [Signature] (electronic acceptable)
Printed Name and Credentials: [Name, Credentials]
Date: [Date]
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