Prior Authorization Request (Antineoplastic Therapy)
A structured prior authorization request for antineoplastic therapy designed to demonstrate medical necessity efficiently. Features criterion-to-evidence mapping aligned with payer requirements, explicit biomarker docume…
Document Type
request / Prior Authorization Attachment Packet
Specialties
Template Preview
Patient: [Full name], DOB: [DOB], MRN/Member ID: [MRN or member ID]
Insurance: [Payer/plan name], Member ID: [Member ID], Group ID: [Group ID / Not applicable]
Request Type: [Initial / Renewal / Appeal]; Benefit: [Medical / Pharmacy]; Site of Care: [Infusion center / Hospital outpatient / Home infusion / Specialty pharmacy]; Requested Start Date: [Date]
Ordering Provider: [Clinician name, credentials], NPI: [NPI], Facility: [Facility name], Phone: [Phone], Fax: [Fax]
Review Type: [Standard / Expedited-Urgent]
Executive Summary
- [Primary cancer diagnosis with histology and molecular subtype; source document and date]
- [Stage or risk category with staging system, date, and source]
- [Line of therapy, e.g., 1L adjuvant, 2L metastatic]
- [Requested regimen with generic drug names, cycle length, and schedule]
- [Critical biomarker results with test dates]
- [Prior therapy summary: most recent regimen, best response, reason stopped, dates]
- [Guideline concordance statement with version and category]
- [Off-label/exception basis if applicable: compendia category or key literature]
- [Time sensitivity if expedited review requested]
(Limit to 6–10 bullets. Every clinical claim should reference source document and date.)
Requested Therapy
| Drug (generic) | Route | Dose and Calculation Method | Schedule | Planned Duration/Cycles | HCPCS/J-code or NDC | ICD-10 Code(s) |
|---|---|---|---|---|---|---|
| [Drug 1 generic] | [IV / PO / SC] | [Dose with units and method; patient parameters: height, weight, BSA, renal function if relevant; dose caps if applicable] | [Days administered; cycle length] | [Number of cycles or duration] | [Code] | [ICD-10] |
| [Drug 2 generic] | [IV / PO / SC] | [Dose with units and method; patient parameters] | [Schedule] | [Duration/cycles] | [Code] | [ICD-10] |
| [Additional drugs as needed] | [Route] | [Dose with calculation] | [Schedule] | [Duration/cycles] | [Code] | [ICD-10] |
Requested Authorization Period: [e.g., 6 cycles, 3 months, or specific end date]
Planned Dose Modifications: [None planned / Planned modifications with clinical justification and supporting labs/dates]
Continuation/Renewal: [Treatment response/stability status, tolerability, and treatment dates to date with most recent assessment date] (Include only for renewal requests)
Cancer Diagnosis and Disease Status
Diagnosis: [Primary site], [Histology/subtype], [Grade if relevant]; Initial diagnosis: [Date]; Metastatic/recurrent diagnosis: [Date if different]; Source: [Document type and date]
Stage/Risk: [AJCC stage and metastatic sites for solid tumors / Risk stratification system and category for hematologic malignancies]; Source: [Document type and date]
Current Status: [Current disease burden and sites]; [Progression or response status with imaging type and date]; [Relevant tumor markers with values and dates] (Include only details supporting this request)
Biomarkers and Eligibility
| Biomarker/Test | Result | Specimen Type and Collection Date | Method/Platform | Performing Lab | Report Date |
|---|---|---|---|---|---|
| [Test name] | [Result] | [Specimen; date] | [Method] | [Lab] | [Date] |
| [Test name] | [Result / Pending / Not tested] | [Specimen; date] | [Method] | [Lab] | [Date / Expected date] |
Eligibility Mapping: [Statement linking patient's biomarker profile to therapy indication, e.g., "Meets indication: EGFR exon 19 deletion + metastatic NSCLC + progression after prior therapy"]
(For pending biomarkers: state expected date and whether treatment awaits results. For biomarkers not tested: state reason. Do not leave fields blank.)
Prior Treatment History
| Regimen (generic names) | Dates (start–stop) | Best Response | Reason Stopped |
|---|---|---|---|
| [Most recent regimen] | [Start–stop dates] | [CR / PR / SD / PD / Not evaluable] | [Progression / Toxicity (grade) / Completed / Other] |
| [Prior regimen or local therapy] | [Start–stop dates] | [Best response] | [Reason stopped] |
(List in reverse chronological order. Include relevant local therapies.)
Prior Exposure to Requested Drug/Class: [Yes / No] — [Details including dates, response, and tolerability if yes]
Clinical Status
- ECOG Performance Status: [0 / 1 / 2 / 3 / 4] ([Date assessed])
- Anthropometrics: Weight [kg], Height [cm], BSA [m²] ([Date]) (Include if dosing is weight- or BSA-based)
- Relevant Baseline Labs: [CBC, CMP, LFTs, creatinine/eGFR values with dates] (Include only labs pertinent to regimen safety/dosing or payer criteria)
- Pertinent Comorbidities/Contraindications: [List with relevance to regimen]
- Pregnancy Status: [Negative / Not applicable] ([Test date]) (Include only for teratogenic agents)
Medical Necessity Rationale
[3–4 sentence rationale: clinical problem requiring treatment; why this regimen is appropriate for this patient at this line; why alternatives are not appropriate; expected clinical benefit]
Guideline Alignment: [Guideline name, version, date]; Use category: [FDA-labeled / Compendia-supported off-label (category) / Literature-supported exception]
Policy Criteria Mapping:
- Criterion: [Payer requirement] → Evidence: [Patient documentation with dates and source]
- Criterion: [Step therapy/prior lines requirement] → Evidence: [Prior regimen, response, progression documentation with dates]
- Criterion: [Biomarker requirement] → Evidence: [Result with method, lab, report date]
- Criterion: [Line-of-therapy or setting requirement] → Evidence: [Supporting documentation with dates]
Alternatives Considered:
- [Alternative 1] — [Reason not appropriate for this patient]
- [Alternative 2] — [Reason not appropriate]
- [Alternative 3] — [Reason not appropriate] (Include 1–3 alternatives as relevant)
Urgency Justification
(Complete only for expedited review requests)
Clinical Triggers: [Rapid progression with imaging date / Symptomatic disease or organ compromise / Narrow treatment window]; Latest Acceptable Start Date: [Date]; Consequences of Delay: [Brief statement]
Attachments
- Pathology report ([Date])
- Biomarker/molecular report(s) ([Date])
- Imaging report documenting stage/progression ([Date])
- Recent oncology clinic note ([Date])
- Prior treatment records ([Dates])
- Relevant baseline labs ([Dates])
- Guideline excerpt or key literature (For off-label/exception requests)
(If a typical attachment is unavailable, note reason and expected availability)
Attestation and Contact
Attestation: I attest that the above information is accurate and complete and supports medical necessity for the requested therapy.
Peer-to-Peer Contact: [Provider name], Phone: [Direct number], Availability: [Days/times with time zone]
Signature: ________________________________ Date: ____/____/______
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